Kwok, Tim Shun Tim 郭純恬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GLENWORTH CAPITAL LIMITED | Rep | Advising on securities | 2013-03-06 | 2013-03-12 | Rep | Asset management | 2013-03-06 | 2013-03-12 | RO | Advising on securities | 2013-03-12 | 2013-08-16 | RO | Asset management | 2013-03-12 | 2013-08-16 |
2 | GRANSING SECURITIES CO., LIMITED | Rep | Advising on corporate finance | 2004-12-17 | 2005-09-30 | Rep | Dealing in securities | 2004-12-17 | 2005-09-30 | RO | Advising on securities | 2016-04-18 | 2016-06-22 | RO | Asset management | 2016-04-18 | 2016-06-22 | Rep | Dealing in securities | 2016-05-04 | 2020-07-28 | Rep | Advising on corporate finance | 2016-06-22 | 2020-01-02 | Rep | Advising on securities | 2016-06-22 | 2020-07-28 | Rep | Asset management | 2016-06-22 | 2020-07-28 | RO | Advising on corporate finance | 2020-01-02 | RO | Advising on securities | 2020-07-28 | RO | Asset management | 2020-07-28 | RO | Dealing in securities | 2020-07-28 |
3 | Imperium International Asset Management Limited | Rep | Asset management | 2008-12-02 | 2010-12-06 | RO | Advising on securities | 2008-12-02 | 2010-12-06 | RO | Asset management | 2012-02-06 | 2013-02-05 |
4 | KCG SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-04 | 2004-12-15 | Rep | Dealing in securities | 2004-05-19 | 2004-12-15 |
5 | KINGDOM INVESTMENT MANAGERS LIMITED | RO | Asset management | 2012-02-06 | 2012-12-01 |
6 | SDHG International Asset Management Limited | Rep | Asset management | 2008-12-02 | 2012-02-06 | RO | Advising on corporate finance | 2008-12-02 | 2013-02-05 | RO | Advising on securities | 2008-12-02 | 2013-02-05 | RO | Asset management | 2012-02-06 | 2013-02-05 |
7 | SDHG International Securities Limited | Rep | Advising on corporate finance | 2003-12-11 | 2004-04-29 |
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