Mak, Mark Kwong Yiu 麥光耀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CIS SECURITIES ASSET MANAGEMENT LIMITED RO Advising on securities 2011-11-17 2017-08-15
RO Dealing in securities 2011-11-17 2017-08-15
Rep Asset management 2014-05-08 2017-08-15
2 CONVOY ASSET MANAGEMENT LIMITED RO Advising on securities 2010-03-16
RO Dealing in securities 2007-07-04 2010-03-16
Rep Asset management 2012-04-24 2014-03-13

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