Cheng, Garrick Kai Chung 鄭啟充
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2018-01-25 | 2024-05-17 | Rep | Asset management | 2018-01-25 | 2024-05-17 | Rep | Dealing in securities | 2018-01-25 | 2024-05-17 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2007-06-28 | 2012-12-01 |
| 3 | CTI Capital Hong Kong Limited | RO | Advising on securities | 2015-01-26 | 2015-11-16 | RO | Asset management | 2015-01-26 | 2015-11-16 |
| 4 | CTI Capital Management Limited (HK) | RO | Advising on securities | 2013-03-19 | 2015-02-06 | RO | Asset management | 2013-03-19 | 2015-02-06 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2007-06-04 | 2007-06-04 |
| 6 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2005-03-30 | 2006-07-21 |
| 7 | Quam Securities Limited | Rep | Dealing in securities | 2006-09-06 | 2007-05-23 | Rep | Advising on securities | 2006-12-11 | 2007-05-23 |
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