Kwok, Chi Hang (SFC:ARB688) 郭智恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASIA WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2016-08-09 | 2019-03-07 |
2 | BLOOMYEARS LIMITED | Rep | Dealing in securities | 2014-06-05 | 2014-08-01 | RO | Dealing in securities | 2014-08-01 | 2014-11-03 |
3 | CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-03 | 2014-05-16 | RO | Dealing in securities | 2014-05-16 | 2014-06-04 | Rep | Dealing in securities | 2015-07-28 | 2016-02-23 | Rep | Advising on securities | 2015-08-25 | 2016-06-13 | RO | Dealing in securities | 2016-02-23 | 2016-06-13 |
4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-22 | 2013-04-06 |
5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-09-22 | 2013-04-06 |
6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-22 | 2013-04-06 |
7 | DAKIN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-03-17 | 2020-03-19 | RO | Asset management | 2020-03-19 | 2020-04-22 |
8 | DAKIN SECURITIES LIMITED | Rep | Dealing in securities | 2019-03-12 | 2019-04-23 | RO | Dealing in securities | 2019-04-23 | 2020-04-22 |
9 | GEO Securities Limited | Rep | Dealing in securities | 2014-11-24 | 2015-01-22 | RO | Dealing in securities | 2015-01-22 | 2015-07-20 |
10 | Minerva Asset Global Investment Capital Limited | Rep | Asset management | 2020-05-12 | 2020-09-28 | RO | Asset management | 2020-09-28 | 2022-05-10 |
11 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2020-05-12 | 2020-09-28 | RO | Dealing in securities | 2020-09-28 | 2022-05-10 |
12 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2008-05-21 | 2010-09-13 | Rep | Dealing in futures contracts | 2009-05-20 | 2010-09-13 |
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