Yip, Chung Pan 葉仲彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-04-19 | 2020-08-28 | Rep | Advising on securities | 2017-11-24 | 2020-08-28 | RO | Advising on securities | 2020-08-28 | RO | Dealing in securities | 2020-08-28 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-04-19 | 2020-08-28 | RO | Dealing in futures contracts | 2020-08-28 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-04-12 | 2016-04-10 | Rep | Advising on corporate finance | 2013-12-17 | 2016-04-10 |
| 4 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-12-17 | 2016-04-10 |
| 5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-06-28 | 2016-04-10 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-04-12 | 2016-04-10 |
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