Li, Jacky Wei Qi 李維棋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-19 | |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-04-18 | |
3 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-11-09 | |
4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2005-03-08 | Rep | Asset management | 2005-03-08 | Rep | Dealing in futures contracts | 2005-12-01 |
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