Ng, Suet Yeung 吳雪揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-10 | 2005-01-26 |
2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-02-03 | |
3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2012-03-21 | |
4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in futures contracts | 2004-07-06 |
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