Chong, Lok Man 莊樂文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-12-30 | 2020-07-15 | Rep | Advising on securities | 2014-04-08 | 2020-07-15 |
| 2 | GRAND VIEW SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-07 | 2021-06-22 | RO | Dealing in securities | 2021-06-22 | 2024-05-10 |
| 3 | Yuet Sheung International Securities Limited | Rep | Dealing in securities | 2024-06-14 | 2024-06-27 | RO | Dealing in securities | 2024-06-27 |
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