Cheng, Man Wai (SFC:APV050) 鄭文偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2009-12-21 | 2010-05-20 | Rep | Dealing in futures contracts | 2010-02-18 | 2010-05-20 |
2 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-06-01 | 2011-10-29 |
3 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-01 | 2011-10-29 |
4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-10-12 | 2009-12-23 |
5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2011-11-04 | Rep | Asset management | 2012-10-22 | 2017-11-20 | RO | Asset management | 2017-11-20 |
6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-11-04 |
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