Lo, Mun Keung 羅滿強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2007-05-03 | 2009-02-24 | Rep | Advising on futures contracts | 2007-06-11 | 2009-02-24 | Rep | Asset management | 2007-06-11 | 2009-02-24 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2009-05-07 | 2013-01-20 | Rep | Advising on securities | 2009-12-16 | 2010-06-21 | RO | Advising on securities | 2010-06-21 | 2013-01-20 |
| 3 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2005-02-25 | 2007-04-12 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-02-25 | 2007-04-12 |
| 5 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2018-03-08 | 2020-04-27 | Rep | Dealing in futures contracts | 2018-03-08 | 2020-04-27 | RO | Advising on futures contracts | 2020-04-27 | 2024-07-26 | RO | Dealing in futures contracts | 2020-04-27 | 2024-07-26 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-06-28 | 2018-01-05 | Rep | Dealing in securities | 2017-06-28 | 2018-01-05 | RO | Advising on securities | 2018-01-05 | RO | Dealing in securities | 2018-01-05 | RO | Advising on futures contracts | 2020-04-27 | RO | Dealing in futures contracts | 2020-04-27 |
| 7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-02-14 | 2017-06-07 | RO | Advising on securities | 2013-06-05 | 2017-06-07 |
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