Yeung, Tze Fung 楊子峰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL COMMODITIES LIMITED RO Advising on futures contracts 2003-08-08
RO Asset management 2003-08-08
RO Automated trading services 2004-03-02
RO Dealing in futures contracts 2006-03-20
2 CELESTIAL SECURITIES LIMITED Rep Advising on corporate finance 2003-08-08
Rep Advising on securities 2003-08-08
Rep Asset management 2003-08-08
Rep Automated trading services 2004-02-19
Rep Dealing in securities 2004-03-13
RO Leveraged foreign exchange trading 2004-03-13 2006-03-20
3 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-02-17 2012-05-22
RO Dealing in futures contracts 2012-05-22
RO Advising on futures contracts 2022-05-25
4 Guotai Junan FX Limited RO Leveraged foreign exchange trading 2010-10-21
5 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2010-01-19 2012-05-22
RO Dealing in securities 2012-05-22
6 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Rep Advising on futures contracts 2009-10-08 2009-10-28
Rep Dealing in futures contracts 2009-10-08 2009-10-28
Rep Dealing in securities 2009-10-08 2009-10-28
RO Advising on futures contracts 2009-10-28 2009-11-01
RO Dealing in futures contracts 2009-10-28 2009-11-01
RO Dealing in securities 2009-10-28 2009-11-01
7 Public Securities Limited Rep Dealing in securities 2009-12-18 2010-01-09
8 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2006-05-11 2006-07-20
RO Advising on futures contracts 2006-07-20 2009-09-18
RO Dealing in futures contracts 2006-07-20 2009-09-18
RO Dealing in securities 2007-01-26 2009-09-18
RO Leveraged foreign exchange trading 2008-07-14 2009-09-18

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