Wong, Chi Pang 王崇峻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-18 | 2018-08-24 |
2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-04 | 2010-07-15 | Rep | Dealing in futures contracts | 2012-03-19 | 2016-02-29 |
3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-04 | 2010-07-15 | Rep | Dealing in securities | 2012-03-19 | 2016-02-29 |
4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-06 | 2012-03-01 |
5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-01-06 | 2012-03-01 |
6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-06 | 2012-03-01 |
7 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-01-10 | 2023-01-16 |
8 | Glory Sun Securities Limited | Rep | Dealing in securities | 2018-09-13 | 2019-10-25 | Rep | Asset management | 2018-10-05 | 2019-10-25 | Rep | Dealing in futures contracts | 2018-10-05 | 2019-10-25 |
9 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-02-25 | 2011-12-14 | Rep | Dealing in futures contracts | 2023-04-21 |
10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-25 | 2011-12-14 | Rep | Leveraged foreign exchange trading | 2011-05-26 | 2011-12-14 | Rep | Advising on securities | 2023-04-21 | Rep | Dealing in securities | 2023-04-21 |
11 | SoFi Securities (Hong Kong) Limited | Rep | Dealing in securities | 2020-01-15 | 2022-11-25 | Rep | Advising on securities | 2020-03-13 | 2022-11-25 |
12 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2016-03-10 | 2017-09-25 |
13 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2016-03-10 | 2017-09-25 |
14 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2019-12-16 | 2019-12-31 | Rep | Dealing in securities | 2019-12-16 | 2019-12-31 |
15 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-25 | 2011-01-13 |
16 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-25 | 2011-01-13 |
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