Yu, Garry Wing Lok 余永祿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2014-04-02 | 2015-08-01 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-09-11 | 2015-04-14 | Rep | Advising on securities | 2013-09-11 | 2015-08-01 | RO | Dealing in securities | 2015-04-14 | 2015-08-01 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-09-11 | 2015-08-01 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-09-11 | 2015-04-14 | RO | Dealing in securities | 2015-04-14 | 2015-08-01 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-17 | 2012-09-29 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-07-30 | 2012-09-29 | Rep | Dealing in securities | 2008-11-17 | 2012-09-29 |
| 7 | iBest Consultants Limited | Rep | Advising on securities | 2009-10-28 | 2011-03-01 | Rep | Dealing in securities | 2009-10-28 | 2011-03-01 | Rep | Advising on securities | 2012-10-15 | 2013-07-27 | Rep | Asset management | 2012-10-15 | 2013-07-27 | Rep | Dealing in futures contracts | 2012-10-15 | 2013-07-27 | Rep | Dealing in securities | 2012-10-15 | 2013-07-27 |
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