Ng, Kee Yee 吳紀宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-18 | 2012-02-10 |
2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-18 | 2012-02-10 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-02-16 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-02-16 | |
5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-06-15 | 2009-12-09 |
6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-01-05 | 2009-12-09 |
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