Chan, Wai Yin (SFC:AMS298) 陳偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fortune Ocean Asset Management Limited | Rep | Advising on securities | 2020-08-31 | 2020-10-30 | Rep | Asset management | 2020-08-31 | 2020-10-30 | RO | Advising on securities | 2020-10-30 | 2024-05-09 | RO | Asset management | 2020-10-30 | 2024-05-09 |
| 2 | Grand Ocean Global Asset Management Limited | RO | Advising on securities | 2024-05-31 | RO | Asset management | 2024-05-31 |
| 3 | Hermitage Capital HK Limited | RO | Advising on securities | 2018-03-28 | 2020-05-29 | RO | Asset management | 2018-03-28 | 2020-05-29 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2008-06-02 | 2012-12-31 | Rep | Dealing in securities | 2008-06-02 | 2012-12-31 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-02 | 2012-12-31 |
| 6 | L&R CAPITAL LIMITED | RO | Advising on securities | 2017-04-19 | 2018-02-22 | RO | Asset management | 2017-04-19 | 2018-02-22 |
| 7 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2005-11-21 | 2007-08-17 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-11-21 | 2007-08-17 |
| 9 | Quam Securities Limited | Rep | Advising on securities | 2013-03-14 | 2017-04-06 | Rep | Asset management | 2013-03-14 | 2017-04-06 | Rep | Dealing in futures contracts | 2013-03-14 | 2017-04-06 | Rep | Dealing in securities | 2013-03-14 | 2017-04-06 |
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