Ip, Yung Ling 葉勇玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-15 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 |
2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-08-15 | |
3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-15 | 2016-06-30 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-08-04 | 2012-11-10 |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-04 | 2012-11-10 |
6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-04-03 | 2009-07-27 |
7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-03 | 2009-07-27 |
8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-11-22 | 2014-08-03 |
9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-11-22 | 2014-08-03 |
10 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-30 | 2008-07-31 |
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