Chan, Justin Sano 陳生樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ADS Securities Hong Kong Limited | RO | Advising on corporate finance | 2017-01-25 | 2018-09-24 | RO | Dealing in securities | 2017-01-25 | 2018-09-24 | Rep | Leveraged foreign exchange trading | 2017-05-15 | 2018-09-24 | RO | Advising on securities | 2017-08-25 | 2018-09-24 |
2 | China-Hong Kong Connect International Securities Limited | Rep | Dealing in securities | 2022-04-13 | 2022-06-10 |
3 | FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on corporate finance | 2013-01-29 | 2014-04-03 | RO | Advising on securities | 2013-01-29 | 2014-04-03 | RO | Dealing in securities | 2013-01-29 | 2014-04-03 |
4 | Hua Liang Asset Management Limited | Rep | Asset management | 2023-11-08 | |
5 | Hua Liang Capital Limited | RO | Advising on corporate finance | 2023-03-06 | |
6 | Hua Liang Securities Limited | Rep | Dealing in securities | 2023-01-11 | 2023-03-06 | RO | Advising on securities | 2023-03-06 | RO | Dealing in securities | 2023-03-06 |
7 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2008-05-07 | 2010-10-08 | Rep | Advising on corporate finance | 2011-04-26 | 2012-07-14 |
8 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-26 | 2012-07-14 |
9 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-10-27 | 2011-04-02 | Rep | Dealing in securities | 2010-10-27 | 2011-04-02 |
10 | Yi Shun Da Capital Limited | RO | Advising on corporate finance | 2019-04-10 | 2021-01-31 | RO | Dealing in securities | 2019-04-10 | 2021-01-31 |
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