Tse, Wing Keung 謝永強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2012-11-02 | 2014-07-11 |
| 2 | ASIA INVESTMENT RESEARCH LIMITED | RO | Advising on securities | 2018-10-08 | RO | Asset management | 2018-10-08 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-23 | 2005-09-01 |
| 4 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-02 | 2011-01-12 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-09-01 | 2008-10-21 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-09-01 | 2008-10-21 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2008-10-21 |
| 8 | MF Global Hong Kong Limited | Rep | Advising on securities | 2011-06-07 | 2011-11-11 | Rep | Dealing in securities | 2011-06-07 | 2011-11-11 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-11 | Rep | Advising on securities | 2003-04-11 | Rep | Asset management | 2003-04-11 | Rep | Dealing in securities | 2003-04-11 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-31 | 2012-03-31 | Rep | Dealing in securities | 2014-07-31 | 2015-04-01 |
| 11 | Silver Grant Solar Energy Investments Limited | RO | Advising on securities | 2016-03-08 | 2018-09-20 | Rep | Asset management | 2016-04-11 | 2018-09-20 |
| 12 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-02 | 2014-07-11 |
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