Kim, Hyun Ho (SFC:ACJ079) 金賢鎬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2009-03-13 | 2011-08-01 | Rep | Dealing in securities | 2009-03-13 | 2011-08-01 | Rep | Advising on securities | 2009-03-25 | 2011-08-01 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-04-19 | 2005-11-14 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2011-08-16 | 2012-07-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-08-11 | 2008-11-07 | Rep | Dealing in securities | 2008-08-11 | 2008-11-07 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-08-11 | 2008-11-07 | Rep | Dealing in futures contracts | 2008-08-11 | 2008-11-07 |
| 6 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-01-13 | Rep | Advising on securities | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in securities | 2005-03-29 |
| 7 | Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2014-01-17 | 2014-03-21 | Rep | Dealing in securities | 2014-01-17 | 2018-01-26 | RO | Advising on securities | 2014-03-21 | RO | Dealing in securities | 2018-01-26 |
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