Ng, Yi Wan 吳依韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-02-20 | 2014-04-28 |
2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-06 | 2011-02-24 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-03-31 | 2011-05-25 |
4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-01 | 2012-02-01 |
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