Lau, Siu Ming (SFC:APH264) 劉紹銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2008-08-07 | 2012-10-06 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2012-10-06 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-23 | 2012-10-06 | Rep | Advising on securities | 2008-07-09 | 2008-07-16 |
| 4 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2013-04-02 | 2018-08-06 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2012-10-18 | Rep | Dealing in futures contracts | 2012-10-18 | Rep | Dealing in securities | 2012-10-18 | Rep | Asset management | 2017-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy