Lau, Toynbee Yan Yan 劉恩恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2010-12-18 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-09-29 | 2010-12-18 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-12-09 | 2016-06-14 | Rep | Dealing in futures contracts | 2016-08-05 | 2017-05-26 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-12-09 | 2016-06-14 | Rep | Dealing in securities | 2016-08-05 | 2017-05-26 |
| 5 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2003-07-10 | Rep | Asset management | 2003-07-10 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-01-06 | 2013-12-04 | Rep | Dealing in securities | 2011-01-06 | 2013-12-04 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2013-12-04 | Rep | Dealing in securities | 2012-06-20 | 2013-12-04 |
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