Leung, Philip Ming Yin 梁銘賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-10-03 | 2014-08-01 |
2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-01-30 | 2014-08-01 |
3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-05-28 | 2015-10-16 |
4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-10-17 | 2015-10-16 |
5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-10-17 | 2015-10-16 | Rep | Advising on securities | 2015-03-26 | 2015-10-16 |
6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-03-11 | 2011-12-28 |
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