Chan, Rico Ching On 陳靖安

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AvantFaire Investment Management Limited Rep Advising on securities 2021-10-18 2021-11-05
Rep Asset management 2021-10-18 2021-11-05
RO Advising on securities 2021-11-05 2024-08-31
RO Asset management 2021-11-05 2024-08-31
2 Central China International Futures Company Limited Rep Advising on futures contracts 2017-11-03 2021-06-09
3 Central China International Securities Co., Limited Rep Advising on securities 2017-06-14 2021-06-09
Rep Dealing in securities 2017-06-14 2021-06-09
4 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Rep Advising on securities 2014-01-15 2014-12-15
Rep Dealing in securities 2014-01-15 2014-12-15
5 China Tonghai (IA) Limited Rep Advising on securities 2010-09-09 2013-09-02
6 CSC SECURITIES (HK) LIMITED Rep Advising on securities 2014-12-16 2016-08-08
Rep Asset management 2016-08-03 2016-08-08
7 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2016-09-21 2017-05-31
8 Quam Securities Limited Rep Advising on securities 2012-03-12 2013-09-02
Rep Dealing in securities 2013-09-16 2013-12-28
9 Yan Yun Family Office (HK) Limited RO Advising on securities 2021-06-28 2021-10-15
RO Asset management 2021-06-28 2021-10-15

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