Tai, Alan Ngar Lun 戴雅麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2008-01-24 |
2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2008-01-24 |
3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-09-10 | Rep | Advising on securities | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in securities | 2008-01-24 |
4 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-09-10 | Rep | Advising on securities | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in securities | 2008-01-24 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-01-12 | 2011-06-29 |
6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-01-12 | 2011-06-29 |
7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-01-30 | 2009-12-11 |
8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-30 | 2009-12-11 |
9 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-07-07 | Rep | Dealing in securities | 2011-07-07 |
10 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-12-22 | 2011-01-06 |
11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-22 | 2011-01-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy