Cheng, David Tai Wai 鄭大衛

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AMPLE CAPITAL LIMITED Rep Advising on corporate finance 2008-10-09 2011-02-09
Rep Advising on securities 2008-10-09 2011-02-09
Rep Asset management 2008-10-09 2011-02-09
Rep Advising on corporate finance 2013-07-02 2014-12-13
2 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2018-01-29 2021-09-30
Rep Advising on securities 2018-01-29 2021-09-30
Rep Dealing in securities 2018-01-29 2021-09-30
3 CELESTIAL CAPITAL LIMITED Rep Advising on corporate finance 2014-12-24 2015-03-13
Rep Dealing in securities 2014-12-24 2015-03-13
4 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2011-09-06 2013-01-17
Rep Advising on corporate finance 2016-04-07 2016-10-14
Rep Dealing in securities 2016-04-07 2016-10-14
5 Changjiang Corporate Finance (HK) Limited Rep Advising on corporate finance 2015-09-08 2016-01-17
6 Changjiang Securities Brokerage (HK) Limited Rep Dealing in securities 2015-09-08 2016-01-17
7 KINGSWAY CAPITAL LIMITED Rep Advising on corporate finance 2011-02-16 2011-09-01
Rep Dealing in securities 2011-02-16 2011-09-01
8 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Advising on corporate finance 2011-02-16 2011-06-30
Rep Dealing in securities 2011-02-16 2011-09-01
9 RHB CAPITAL HONG KONG LIMITED Rep Advising on corporate finance 2016-01-27 2016-03-31
Rep Dealing in securities 2016-01-27 2016-03-31
10 SOUTH CHINA CAPITAL LIMITED Rep Advising on corporate finance 2016-11-15 2016-12-20
11 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2016-11-15 2016-12-20

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