Wang, Yayuan 王雅媛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-03-09 | |
2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-03-09 | Rep | Advising on securities | 2018-05-31 |
3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2008-08-11 | 2009-04-04 | Rep | Dealing in securities | 2008-08-11 | 2009-04-04 |
4 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-07-19 | 2017-10-31 |
5 | Mason Securities Limited | Rep | Dealing in securities | 2016-07-19 | 2016-10-27 | Rep | Advising on securities | 2016-10-27 | 2017-10-31 | RO | Dealing in securities | 2016-10-27 | 2017-10-31 | Rep | Asset management | 2016-12-01 | 2017-10-31 |
6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-27 | 2016-07-01 |
7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-04-14 | 2016-07-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy