Poon, Ho Leung (SFC:AAK420) 潘可亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-09-25 | 2014-02-04 |
2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-09-25 | 2011-07-28 | RO | Leveraged foreign exchange trading | 2011-07-28 | 2014-02-04 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-09-25 | 2014-02-04 |
4 | Hafoo Futures Limited | RO | Advising on futures contracts | 2017-11-21 | RO | Dealing in futures contracts | 2017-11-21 |
5 | Hafoo Securities Limited | RO | Dealing in securities | 2015-11-09 | RO | Advising on securities | 2019-09-11 | Rep | Asset management | 2020-08-06 | 2023-12-18 | RO | Automated trading services | 2022-08-19 | RO | Asset management | 2023-12-18 |
6 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-09-06 | RO | Leveraged foreign exchange trading | 2004-09-06 | 2013-05-07 |
7 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2004-07-07 | Rep | Asset management | 2004-07-07 | Rep | Automated trading services | 2004-07-07 | Rep | Dealing in futures contracts | 2010-04-12 |
8 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-07-07 | Rep | Advising on securities | 2004-07-07 | Rep | Asset management | 2004-07-07 | Rep | Automated trading services | 2004-07-07 | Rep | Dealing in securities | 2010-04-12 |
9 | Sino-Rich Securities & Futures Limited | Rep | Dealing in futures contracts | 2014-06-06 | 2014-07-16 | Rep | Dealing in securities | 2014-06-06 | 2014-07-16 | RO | Dealing in futures contracts | 2014-07-16 | 2015-10-30 | RO | Dealing in securities | 2014-07-16 | 2015-10-30 | Rep | Asset management | 2015-06-19 | 2015-10-30 |
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