Cheng, Charlotte Man Loch 鄭敏樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2011-01-21 | 2011-10-07 | Rep | Asset management | 2011-01-21 | 2011-10-07 | Rep | Dealing in securities | 2011-01-21 | 2011-10-07 |
2 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2008-01-09 | 2010-03-02 |
3 | MAINLAND SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-09 | 2014-06-26 |
4 | Quam Securities Limited | Rep | Advising on securities | 2011-11-07 | 2014-02-10 | Rep | Asset management | 2011-11-07 | 2014-02-10 | Rep | Dealing in securities | 2011-11-07 | 2014-02-10 | Rep | Dealing in futures contracts | 2014-01-21 | 2014-02-10 |
5 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2014-08-05 | 2018-11-30 |
6 | Rifa Securities Limited | Rep | Dealing in securities | 2014-08-05 | 2018-11-30 |
7 | TFI Asset Management Limited | Rep | Advising on securities | 2014-08-05 | 2016-09-27 | Rep | Asset management | 2014-08-05 | 2016-09-27 |
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