Chow, Ernest Ling Chung 周靈聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-07-02 | 2015-09-20 |
2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-10-05 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2024-08-31 |
3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-10-05 | 2024-08-31 |
4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-10-05 | 2016-06-30 |
5 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2010-11-02 | 2013-06-28 | Rep | Dealing in securities | 2010-11-02 | 2013-06-28 |
6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-07-02 | 2015-09-20 |
7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-09-25 | 2010-10-26 |
8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-09-25 | 2010-10-26 |
9 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-09-25 | 2010-10-26 |
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