GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance 2004-03-30
C Advising on securities
C Asset management 2004-03-30
C Automated trading services 2003-08-26
C Dealing in securities

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