KCG SECURITIES ASIA LIMITED 寶通證券亞洲有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | ||
| C | Advising on securities | ||
| C | Asset management | 2004-03-11 | C | 2004-11-25 |
| C | Dealing in futures contracts | 2016-07-08 | 2016-12-01 |
| C | Dealing in securities |
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