KCG SECURITIES ASIA LIMITED 寶通證券亞洲有限公司

SFC revokes licence of Samuel Mui Chok Wah, RO of KCG Securities Asia, bans him for 2 years
SFC, 19-May-2025
He last year pleaded guilty to stealing a wallet left on an ATM machine and received a sentence of 2 months in jail suspended for 3 years. We note that in the past, he's been an INED of 2 listed companies and the CFO or Company Secretary of several others.
SFC revokes Mr Yuen Shing Kuen as responsible officer
SFC, 30-Jul-2009
SFC revokes Mr Pang Keng Chan as responsible officer
SFC, 14-Apr-2009
SFC fines KCG Securities Asia Ltd HK$500k
SFC, 14-Apr-2009

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