CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
R Advising on corporate finance
R Advising on futures contracts 2011-04-04 2012-05-21
R Advising on securities
R Asset management 2007-02-06
R Dealing in futures contracts 2011-04-04 2012-05-21
R Dealing in securities

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