GUOTAI HAITONG SECURITIES CO., LTD. 國泰海通證券股份有限公司
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the directors, officers and advisers of HK-listed companies have ceased to be updated effective 2025-03-31. Appointments
and resignations effective on or before that date were recorded, as were advisers recorded in annual reports
filed on or before that date. A repository of our database and software is
now available.
Regular advisers
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| Adviser | Role | Added | Removed |
| Bank of Shanghai Co., Ltd. | Banker | 2017-03-28 | 2018-03-29 |
| CHINA CONSTRUCTION BANK CORPORATION | Banker | 2017-03-28 | 2018-03-29 |
| COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED | Registrar | 2017-03-28 | |
| Ernst & Young (HK) | Auditor | 2017-03-28 | 2020-06-15 |
| FRESHFIELDS | Lawyer | 2017-03-28 | |
| GUOTAI JUNAN CAPITAL LIMITED | Compliance adviser | 2017-04-11 | 2019-04-25 |
| Haiwen & Partners | Lawyer | 2017-03-28 | |
| Industrial and Commercial Bank of China Limited | Banker | 2017-03-28 | 2018-03-29 |
| Industrial Bank Co., Ltd. | Banker | 2017-03-28 | 2018-03-29 |
| KPMG (HK) | Auditor | 2020-06-15 | |
| Shanghai Pudong Development Bank Co., Ltd. | Banker | 2017-03-28 | 2018-03-29 |
| XinKong International Capital Limited | Compliance adviser | 2017-04-11 | 2019-04-25 |
One-time advisers
| Adviser | Role | Added |
| ALTUS CAPITAL LIMITED | IFA (Listing Rules) | 2022-06-20 |
| BANK OF CHINA (HONG KONG) LIMITED | Receiving Bank | 2017-03-28 |
| Clifford Chance (HK) | Underwriters' Lawyer (IPO) | 2017-03-28 |
| GOLDMAN SACHS (ASIA) L.L.C. | Sponsor | 2017-03-28 |
| Gram Capital Limited | IFA (Listing Rules) | 2023-11-13 |
| IFA (Listing Rules) | 2024-11-22 | |
| Grandall Law Firm | Underwriters' Lawyer (IPO) | 2017-03-28 |
| GUOTAI JUNAN CAPITAL LIMITED | Sponsor | 2017-03-28 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Placing agent | 2019-04-09 |
| KPMG (HK) | Rep Accountant | 2024-11-22 |
| Merrill Lynch Far East Limited | Sponsor | 2017-03-28 |
| Shanghai Cairui Real Estate Land Appraisal Co., Ltd. | Valuer (1-time) | 2020-01-14 |
| Shanghai Orient Asset Appraisal Co., Ltd. | Valuer (1-time) | 2022-06-20 |
| SPDB International Capital Limited | Sponsor | 2017-03-28 |
| STANDARD CHARTERED BANK (HONG KONG) LIMITED | Receiving Bank | 2017-03-28 |
| UBS AG | Placing agent | 2019-04-09 |
| Fin Adv (1-time) | 2024-11-22 |
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