PROSPERITY INTERNATIONAL HOLDINGS (H.K.) LIMITED

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Regular advisers

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Adviser Role Added Removed
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Banker 2010-07-20 2014-06-27
BANK OF CHINA (HONG KONG) LIMITED Banker 2004-06-24 2005-06-27
Bank of Communications Co., Ltd. Banker 2006-06-20 2007-06-20
BANK OF EAST ASIA, LIMITED (THE) Banker 2012-06-29 2014-06-27
BMI APPRAISALS LIMITED Valuer 2004-06-24 2007-06-20
BNP PARIBAS Banker 2010-07-20 2012-06-29
Brown & Wood (d) Lawyer 2001-03-30 2001-05-07
China CITIC Bank International Limited Banker 2007-06-20 2009-06-29
CHINA CONSTRUCTION BANK CORPORATION Banker 2005-06-27 2006-06-20
China Minsheng Banking Corp., Ltd. Banker 2015-06-30
Conyers Corporate Services (Bermuda) Limited Overseas Registrar 2014-02-11
Conyers Dill & Pearman (BM) Lawyer 2001-03-30 2002-06-25
Cooperatieve Rabobank U.A. Banker 2010-07-20 2014-06-27
DBS BANK (HONG KONG) LIMITED Banker 2006-06-20 2010-07-20
Banker 2012-06-29 2017-06-30
Ernst & Young (HK) Auditor 2001-03-30 2006-03-13
FUBON BANK (HONG KONG) LIMITED Banker 2007-06-20 2010-07-20
GFE Law Office Lawyer 2001-03-30 2002-06-25
HANG SENG BANK, LIMITED Banker 2007-06-20
Hogan & Hartson LLP Lawyer 2009-06-29 2010-07-20
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Banker 2001-03-30 2004-06-24
HSBC Bank Bermuda Limited Overseas Registrar 2001-03-30 2011-06-30
HSBC Securities Services (Bermuda) Limited Overseas Registrar 2011-06-30 2014-02-11
Indover Asia Limited Banker 2006-06-20 2007-06-20
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED Banker 2010-07-20
Industrial and Commercial Bank of China Limited Banker 2001-03-30 2006-06-20
Jones Lang LaSalle Corporate Appraisal and Advisory Limited Valuer 2010-07-20 2015-06-30
Valuer 2016-06-30
K&L Gates (HK) Lawyer 2007-06-20 2009-06-29
O-Bank Co., Ltd. Banker 2016-06-30
ORIENTAL PATRON ASIA LIMITED Compliance adviser 2001-03-30 2004-04-01
OVERSEA-CHINESE BANKING CORPORATION LIMITED Banker 2010-07-20 2014-06-27
Preston Gates & Ellis LLP Lawyer 2006-06-20 2007-06-20
PURVIEW (FAR EAST) LIMITED Valuer 2003-07-28 2004-06-24
Roma Appraisals Limited Valuer 2015-06-30
RSM Hong Kong Auditor 2006-05-15
Sidley Austin (HK) Lawyer 2001-05-07 2006-06-20
STANDARD CHARTERED BANK (HONG KONG) LIMITED Banker 2010-07-20 2017-06-30
Stephenson Harwood (HK) Lawyer 2010-07-20
Taiwan Business Bank, Ltd. Banker 2001-03-30 2005-06-27
TRICOR TENGIS LIMITED Registrar 2001-03-30
UNITED OVERSEAS BANK LIMITED Banker 2010-07-20 2012-06-29

One-time advisers

Adviser Role Added
AMPLE CAPITAL LIMITED IFA (Takeover Code) 2009-07-24
IFA (Listing Rules) 2010-06-14
IFA (Listing Rules) 2011-01-27
IFA (Listing Rules) 2011-12-06
IFA (Listing Rules) 2013-09-16
IFA (Listing Rules) 2013-12-30
IFA (Listing Rules) 2014-08-30
IFA (Listing Rules) 2015-01-29
IFA (Listing Rules) 2017-05-12
AMS CAPITAL LIMITED (d2012-07-13) IFA (Listing Rules) 2005-12-23
BMI APPRAISALS LIMITED Valuer (1-time) 2009-08-27
BOCOM International Holdings Company Limited Fin Adv (1-time) 2004-12-13
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED IFA (Listing Rules) 2004-12-13
CNI Securities Group Limited Placing agent 2015-06-04
Deloitte Touche Tohmatsu (HK) Rep Accountant 2014-08-30
Enhanced Securities Limited Placing agent 2016-09-07
Ernst & Young (HK) Rep Accountant 2005-12-23
Investec Capital Asia Limited IFA (Listing Rules) 2010-06-24
IFA (Listing Rules) 2010-07-30
Jones Lang LaSalle Corporate Appraisal and Advisory Limited Valuer (1-time) 2009-08-27
Valuer (1-time) 2010-07-30
Valuer (1-time) 2014-08-30
Valuer (1-time) 2018-05-25
KINGSWAY FINANCIAL SERVICES GROUP LIMITED Placing agent 2016-08-12
Koo and Partners Underwriters' Lawyer (IPO) 2001-03-30
KPMG (HK) Rep Accountant 2009-08-27
Rep Accountant 2010-07-30
Merrill Lynch Far East Limited Placing agent 2009-07-17
Fin Adv (1-time) 2010-02-01
Nuada Limited IFA (Listing Rules) 2007-12-14
Optima Capital Limited Fin Adv (1-time) 2014-08-30
ORIENTAL PATRON ASIA LIMITED Sponsor 2001-03-30
Placing agent 2003-09-18
Fin Adv (1-time) 2004-12-13
Placing agent 2009-07-17
Fin Adv (1-time) 2010-02-01
PURVIEW (FAR EAST) LIMITED Valuer (1-time) 2001-03-30
Roma Appraisals Limited Valuer (1-time) 2017-05-12
RSM Hong Kong Rep Accountant 2006-10-31
Rep Accountant 2009-08-27
Rep Accountant 2010-02-01
Rep Accountant 2010-07-30
Rep Accountant 2013-08-12
Rep Accountant 2014-08-30
Rep Accountant 2017-05-12
SBI China Capital Financial Services Limited Placing agent 2015-04-29
Shang International Finance Limited Fin Adv (1-time) 2005-12-23
Fin Adv (1-time) 2006-10-31
Fin Adv (1-time) 2007-12-14
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED IFA (Listing Rules) 2003-10-31
VICTORY SECURITIES COMPANY LIMITED Placing agent 2018-10-24
Placing agent 2018-12-04
VIGERS APPRAISAL AND CONSULTING LIMITED Valuer (1-time) 2010-02-01

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