Bhatt, Jay Hemant

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SFC roles

Organisation Position From Until
1 Admiralty Harbour Capital Limited Resp OffResponsible Officer 2017-01-11 2019-03-31
2 ANGLO CHINESE SECURITIES, LIMITED (HK) RepRepresentative 2005-07-20 2008-06-01
3 Arta Asset Management Limited RepRepresentative 2020-09-02 2020-09-21
Resp OffResponsible Officer 2020-09-21 2021-12-29
4 CHELSEA SECURITIES LIMITED (HK) RepRepresentative 2011-01-14 2011-09-22
Resp OffResponsible Officer 2011-09-22 2012-05-28
5 China Finance Holdings Limited RepRepresentative 2015-05-08 2015-05-26
Resp OffResponsible Officer 2015-05-26 2016-07-06
6 CLSA RESEARCH LIMITED RepRepresentative 2004-05-10
7 CNCB (Hong Kong) Capital Limited Resp OffResponsible Officer 2013-09-23 2015-05-04
8 Finet Securities Limited RepRepresentative 2015-05-08 2015-05-26
Resp OffResponsible Officer 2015-05-26 2016-07-06
9 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED Resp OffResponsible Officer 2023-06-08
10 MONEY CONCEPTS ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2023-06-08
11 Quam Securities Limited RepRepresentative 2010-05-17 2011-01-10
12 RuiLian Financial Group Company Limited RepRepresentative 2022-06-17 2023-04-12

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