Chau, Shamrock Roy 周尚立
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SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT CAPITAL LIMITED | RepRepresentative | 2013-08-12 | 2014-05-12 | |
Resp OffResponsible Officer | 2014-05-12 | 2017-05-09 | |||
2 | Everbright Securities Global (HK) Limited | RepRepresentative | 2005-07-18 | ||
3 | FIRST SHANGHAI CAPITAL LIMITED | RepRepresentative | 2011-03-18 | 2013-06-19 | |
4 | INNOVAX CAPITAL LIMITED | RepRepresentative | 2020-10-07 | 2020-12-11 | |
Resp OffResponsible Officer | 2020-12-11 | 2021-02-05 | |||
RepRepresentative | 2022-10-18 | 2023-02-22 | |||
Resp OffResponsible Officer | 2023-02-22 | ||||
5 | Mason Securities Limited | RepRepresentative | 2008-06-04 | 2009-03-20 | |
6 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Resp OffResponsible Officer | 2017-08-21 | 2020-07-07 | |
7 | XinKong International Capital Limited | RepRepresentative | 2021-04-27 | 2021-07-19 | |
Resp OffResponsible Officer | 2021-07-19 | 2022-09-30 | |||
8 | XinKong International Securities Limited | RepRepresentative | 2021-04-27 | 2021-07-19 | |
Resp OffResponsible Officer | 2021-07-19 | 2022-09-30 |
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