Chen, Xiao (SFC:AVA602) 陳曉

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Main board

Organisation Position From Until
1 * DBA TELECOMMUNICATION (ASIA) HOLDINGS LIMITED INEDIndependent Non-Executive Director 2013-06-18 2020-11-30
2 Guosen Securities (HK) Financial Holdings Company, Limited MDManaging Director 2011
3 StormHarbour Securities (Hong Kong) Limited EDExecutive Director 2010 2011
4 * Winto Group (Holdings) Limited NEDNon-Executive Director 2019-04-15 2019-05-20

SFC roles

Organisation Position From Until
1 China Vered Asset Management (Hong Kong) Limited RepRepresentative 2019-04-09 2019-04-09
Resp OffResponsible Officer 2019-04-15 2019-06-07
2 China Vered Securities Limited RepRepresentative 2018-11-26 2019-04-15
Resp OffResponsible Officer 2019-04-15 2019-06-07
3 Crosby Securities Limited RepRepresentative 2015-12-08 2016-06-17
4 Dongxing Securities (Hong Kong) Company Limited RepRepresentative 2016-09-13 2016-12-31
5 Guosen Securities (HK) Brokerage Company, Limited RepRepresentative 2013-05-29 2015-11-03
6 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED RepRepresentative 2011-06-21 2012-09-10
Resp OffResponsible Officer 2012-09-10 2013-05-13
7 Hao Tian Asset Management Limited Resp OffResponsible Officer 2019-12-06 2021-07-21
8 Hao Tian International Futures Limited Resp OffResponsible Officer 2020-03-19 2020-12-18
9 Hao Tian International Securities Limited RepRepresentative 2019-11-11 2019-12-06
Resp OffResponsible Officer 2019-12-06 2021-07-21
10 Pionex Securities Limited Resp OffResponsible Officer 2024-02-20
11 StormHarbour Securities (Hong Kong) Limited RepRepresentative 2010-04-16 2011-04-15
12 Zheng He Capital Management Limited RepRepresentative 2021-08-04 2021-08-10
Resp OffResponsible Officer 2021-08-10 2024-01-26

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* = is or was HK primary-listed

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