Au, Yiu Fai 區耀輝

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SFC roles

Organisation Position From Until
1 BaoQiao Partners Capital Limited RepRepresentative 2010-12-02 2011-02-15
2 Bluemount Asset Management Limited Resp OffResponsible Officer 2021-08-16 2022-05-08
3 Bluemount Securities Limited Resp OffResponsible Officer 2021-08-16 2022-05-08
4 Canfield Securities Company Limited Resp OffResponsible Officer 2018-11-22 2020-05-31
5 CES Commodities (HK) Limited RepRepresentative 2008-05-13 2010-09-04
6 CITIC Securities Asset Management (HK) Limited RepRepresentative 2014-07-09 2016-03-04
7 CITIC Securities Brokerage (HK) Limited RepRepresentative 2015-11-23 2016-03-04
8 Entersys Asset Management Hong Kong Limited RepRepresentative 2020-06-30 2020-07-17
Resp OffResponsible Officer 2020-07-17 2021-05-16
9 Everbright Securities Investment Services (HK) Limited RepRepresentative 2008-03-25 2010-09-04
10 GUOTAI JUNAN ASSETS (ASIA) LIMITED RepRepresentative 2011-06-07 2014-07-01
11 Original Asset Management Limited Resp OffResponsible Officer 2022-06-23
12 Original Group Securities Limited Resp OffResponsible Officer 2022-06-23
13 PEGASUS FUND MANAGERS LIMITED RepRepresentative 2008-03-01
14 Sino Wealth Asset Management Limited Resp OffResponsible Officer 2017-01-03 2018-07-03

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