Lau, Nim Cho 劉念祖
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SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | RepRepresentative | 2006-08-18 | 2009-07-19 | |
2 | CES Forex (HK) Limited | RepRepresentative | 2006-11-17 | 2009-07-19 | |
3 | CIF Global Markets (HK) Limited | RepRepresentative | 2018-04-16 | 2018-05-17 | |
Resp OffResponsible Officer | 2018-05-17 | 2020-03-30 | |||
4 | CIF Securities Futures Limited | RepRepresentative | 2018-10-26 | 2020-05-31 | |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | RepRepresentative | 2009-08-06 | 2013-02-06 | |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RepRepresentative | 2009-08-06 | 2013-02-06 | |
7 | SBI FX Co., Limited | RepRepresentative | 2016-09-23 | 2018-04-04 | |
8 | Tung Shing Futures (Brokers) Limited | RepRepresentative | 2013-02-25 | 2016-05-28 | |
9 | Tung Shing Securities (Brokers) Limited | RepRepresentative | 2013-02-25 | 2014-07-07 | |
Resp OffResponsible Officer | 2014-07-07 | 2016-05-28 | |||
10 | Yuanta Securities (Hong Kong) Company Limited | RepRepresentative | 2024-05-16 |
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