Hung, Cho Yan 洪祖恩

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SFC roles

Organisation Position From Until
1 ARISTO SECURITIES LIMITED Resp OffResponsible Officer 2015-07-03 2016-06-01
2 China Finance Holdings Limited Resp OffResponsible Officer 2014-07-17 2014-10-31
3 Evergrande Futures (Hong Kong) Limited RepRepresentative 2007-06-18 2008-03-01
4 Evergrande Securities (Hong Kong) Limited RepRepresentative 2007-06-18 2008-03-01
5 EWARTON SECURITIES LIMITED RepRepresentative 2004-09-10 2006-09-28
6 Finet Securities Limited Resp OffResponsible Officer 2014-07-17 2014-10-31
7 RHB FUTURES HONG KONG LIMITED RepRepresentative 2008-03-18 2011-03-25
8 RHB SECURITIES HONG KONG LIMITED RepRepresentative 2008-03-18 2011-03-25
9 RIME Capital Limited Resp OffResponsible Officer 2020-03-30 2020-09-30
10 SR Wealth Securities Limited Resp OffResponsible Officer 2016-08-25 2019-01-02
11 THOMAS GLOBAL FINANCIAL SERVICES LIMITED Resp OffResponsible Officer 2012-03-19 2014-06-30
12 Well Link Securities Limited RepRepresentative 2011-04-13 2011-07-06
Resp OffResponsible Officer 2011-07-06 2012-03-02

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