Chu, Siu Ling 朱小玲

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SFC roles

Organisation Position From Until
1 ARTE Capital Management Limited RepRepresentative 2020-04-02 2020-06-22
Resp OffResponsible Officer 2020-06-22 2021-03-31
2 China Galaxy International Futures (Hong Kong) Co., Limited RepRepresentative 2013-03-05 2013-07-15
3 China Galaxy International Securities (Hong Kong) Co., Limited RepRepresentative 2013-03-05 2013-07-15
4 First Prosperous Asset Management Company Limited Resp OffResponsible Officer 2021-05-10 2021-05-26
5 First Prosperous Capital Company Limited Resp OffResponsible Officer 2021-05-10 2021-05-26
6 JS SECURITIES LIMITED (HK) Resp OffResponsible Officer 2016-06-23 2017-08-11
7 Nerico Brothers Limited (HK) RepRepresentative 2008-06-24 2009-06-01
8 Old Peak Capital Limited RepRepresentative 2019-04-18 2019-04-26
Resp OffResponsible Officer 2019-04-26 2019-11-08
9 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED RepRepresentative 2015-03-30 2016-06-02
10 ORIENT FUTURES (HONG KONG) LIMITED RepRepresentative 2013-08-20 2016-06-02
11 ORIENT SECURITIES (HONG KONG) LIMITED RepRepresentative 2013-08-20 2016-06-02
12 QIAN LONG ASSETS MANAGEMENT COMPANY LIMITED Resp OffResponsible Officer 2018-10-31 2019-04-15
13 SBI China Capital Commodities Limited RepRepresentative 2010-05-06 2013-02-27
14 SBI China Capital Financial Services Limited RepRepresentative 2010-05-06 2013-02-27
15 SBI China Capital Securities Limited RepRepresentative 2010-05-06 2011-09-30
16 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2009-06-10 2010-05-01
17 SOUTHWEST SECURITIES (HK) FUTURES LIMITED RepRepresentative 2009-06-10 2010-05-01
18 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED Resp OffResponsible Officer 2016-11-04 2017-08-11

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