Lau, Chak Lam (SFC:ABU297) 劉澤林

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SFC roles

Organisation Position From Until
1 Bright Fund Management Limited RepRepresentative 2011-08-01 2012-06-21
2 CES Commodities (HK) Limited RepRepresentative 2008-05-13 2012-06-21
3 CES Forex (HK) Limited RepRepresentative 2011-03-03 2012-06-21
4 DELTA ASIA FINANCIAL FUTURES LIMITED RepRepresentative 2012-07-04 2012-09-14
Resp OffResponsible Officer 2012-09-14 2015-08-06
5 DELTA ASIA SECURITIES LIMITED RepRepresentative 2012-07-04 2012-09-14
Resp OffResponsible Officer 2012-09-14 2015-08-06
6 Delta Asia Wealth Management Limited RepRepresentative 2012-07-04 2012-08-01
Resp OffResponsible Officer 2012-08-01 2015-08-06
7 Everbright Securities Investment Services (HK) Limited RepRepresentative 2008-03-25 2012-06-21
8 HANTEC WEALTH MANAGEMENT COMPANY LIMITED Resp OffResponsible Officer 2022-06-02
9 PEGASUS FUND MANAGERS LIMITED RepRepresentative 2008-02-22
10 Sun Growth Asset Management Limited Resp OffResponsible Officer 2018-07-25 2019-07-29
11 SUN GROWTH SECURITIES LIMITED RepRepresentative 2017-10-11 2017-12-22
Resp OffResponsible Officer 2017-12-22 2019-07-29
12 TIANDA ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2015-10-30 2017-07-20
RepRepresentative 2019-08-26 2019-09-24
Resp OffResponsible Officer 2019-09-24 2020-10-30
13 TIANDA SECURITIES LIMITED Resp OffResponsible Officer 2015-08-26 2017-07-20
Resp OffResponsible Officer 2019-11-22 2020-10-30

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