Lam, Yu On 林裕安

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SFC roles

Organisation Position From Until
1 CES Commodities (HK) Limited RepRepresentative 2008-03-20 2013-12-12
2 CES International Commodities (HK) Limited RepRepresentative 2005-02-04 2013-12-12
3 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2016-05-05 2017-05-31
4 China Finance KAB Limited RepRepresentative 2015-04-08 2017-05-31
5 CITIC Securities Brokerage (HK) Limited RepRepresentative 2004-03-16 2005-01-15
6 CITIC Securities Futures (HK) Limited RepRepresentative 2004-03-16 2005-01-15
7 Everbright Securities Investment Services (HK) Limited RepRepresentative 2005-02-04 2013-12-12
8 PRUDENTIAL BROKERAGE LIMITED RepRepresentative 2004-02-27
9 PRUDENTIAL INDEX TRADING COMPANY LIMITED RepRepresentative 2004-02-27
10 Seazen Resources Asset Management Limited Resp OffResponsible Officer 2017-06-09 2019-08-21
11 Seazen Resources Futures Limited RepRepresentative 2017-06-09 2019-08-21
12 SW Capital Management Limited Resp OffResponsible Officer 2022-04-14
13 WELL KING ASSET MANAGEMENT LIMITED RepRepresentative 2020-12-18 2021-01-15
Resp OffResponsible Officer 2021-01-15 2021-04-09

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