Lock, Timothy James
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | RepRepresentative | 2011-07-18 | 2016-12-18 | |
| 2 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2011-07-18 | 2022-05-31 | |
| RepRepresentative | 2023-05-29 | 2023-06-02 | |||
| RepRepresentative | 2023-10-24 | 2023-10-27 | |||
| RepRepresentative | 2024-01-09 | 2024-01-12 | |||
| 3 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2011-07-18 | 2016-12-18 | |
| RepRepresentative | 2016-12-19 | 2022-05-31 | |||
| RepRepresentative | 2023-05-29 | 2023-06-02 | |||
| RepRepresentative | 2023-10-24 | 2023-10-27 | |||
| RepRepresentative | 2024-01-09 | 2024-01-12 |
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