Lai, Yat-hei Gary 黎逸希
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-25 | 2013-11-18 | Rep | Dealing in securities | 2013-10-25 | 2013-11-18 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2015-08-25 | 2015-09-02 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2015-08-25 | 2015-09-02 |
| 4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-05-25 | 2016-06-25 |
| 5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-05-25 | 2016-06-25 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-08-25 | 2015-09-02 |
| 7 | LINZ GLOBAL (HK) LIMITED | Rep | Dealing in futures contracts | 2011-01-28 | 2011-12-31 |
| 8 | Sino-Rich Securities & Futures Limited | Rep | Dealing in futures contracts | 2012-01-11 | 2012-06-01 | Rep | Dealing in securities | 2012-02-09 | 2012-06-01 |
| 9 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-06-12 | 2013-09-11 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-12 | 2013-09-11 |
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