Poon, Ting Wo 潘定和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-12-18 | 2020-04-16 | Rep | Dealing in securities | 2019-12-18 | 2020-04-16 |
2 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2007-12-18 | 2008-04-04 |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2024-08-05 | Rep | Dealing in securities | 2024-08-05 |
4 | WM (HK) Limited | Rep | Dealing in securities | 2003-08-07 | 2005-09-20 |
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