Guglietta, Joel Stephan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Asset management | 2005-12-24 | 2006-11-28 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-03-10 | 2005-10-19 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-07-19 | 2008-07-24 |
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