Yip, Shek Hung 葉錫洪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-11-03 | 2003-11-15 |
2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-04-21 | 2005-05-19 |
3 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-04-21 | 2006-04-26 | Rep | Dealing in securities | 2005-05-19 | 2006-04-26 |
4 | TIAN YUAN FINANCE LIMITED | Rep | Advising on corporate finance | 2004-03-12 | 2004-05-03 |
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